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Top 10 East Coast Securities Compliance Firms
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Securities Compliance Firms

Summary: This online directory provides information on the securities compliance firms along the East Coast of the United States with the highest ratings.

See the full list at Directory of Securities Compliance Firms On The East Coast on LawCrossing.

  
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This law firm has around 450 attorneys, 27 of which work for their securities litigation practice. This team has a reputation throughout the nation of being a leading defense counsel in how they handle class actions, regulatory enforcement proceedings, and government investigations.

This law firm has over 300 attorneys. Their securities litigation and enforcement practice has 21 attorneys that represent financial institutions, corporations, broker-dealers, and officers and directors of corporations.

This firm handles minority shareholder policy, internal investigations, actions by bankruptcy trustees against former directors and offices, and appraisal rights. They work with mortgage bankers and lenders, hedge funds, public companies, investment funds, brokers-dealers, and employees, officers, and directors.

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  • McGlinchey Stafford

This firm works with individuals and financial institutions that go before the Securities and Exchange Commission, as well as other self-regulatory organizations. They represent their clients in industry dispute, disciplinary actions, mergers and acquisitions, and customer disputes. Their securities department is highly experienced with private equity financings and other related cases.

  • GreenspoonMarder

This corporate securities firm has about 140 attorneys that deal with private and public offerings for issuers, private investment firms, underwriters, and investment advisory firms.

  • Stearns Weaver Miller Weissler Alhadeff & Sitterson, P.A.

This firm deals with securities matters that clients have with corporate and securities departments. They provide advice on formation, daily operations, financing, sales, liquidations, and mergers.

  • Kaufman Dolowich & Voluck, LLP

This firm has around 110 attorneys that work from several offices throughout the East Coast region. Their business litigation department represents individuals and businesses in cases of securities matters.

This firm helps clients that have securities issues with their securities and venture capital practice. They work with private placements, securities ligitation, public offerings, stock option plans, securities arbitration, and other related matters.

  • Greenbaum, Rowe, Smith & Davis LLP

This law firm has 96 attorneys working throughout their offices. They have a corporate department that works with clients on securities transactions. The department represents clients in valuations, corporate restructuring, franchising, and other related business matters.

This firm has 32 attorneys assigned to its corporate/securities group. They work with clients on capital-raising transactions, buyouts and turning private deals, venture capital financing, and other related services. They represent individuals and public and private companies.

Source: https://www.lawcrossing.com/article/900045188/Directory-of-Securities-Compliance-Firms-on-the-East-Coast/

Photo: securitiescompliancesentinel.foxrothschild.



 

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