Dallas Mavericks Owner Mark Cuban Faces Trial for Inside Trading
While the Dallas Mavericks have their opening game in a basketball court a month from now, their owner Mark Cuban…
SEC
SEC Extends Comment Period on Regulation D, Form D and Rule 156
Probably horrified by the mess it has already created in the matter, the U.S. Securities and Exchange Commission has reopened…
Top Fed Reserve Official Criticizes SEC’s Money Markets Plan
On Friday, Eric Rosengren, the president of the Boston Fed branch criticized the proposal of the U.S. Securities Exchange Commission…
SEC’s Elaine Greenberg Joins Orrick
Orrick, Herrington & Sutcliffe LLP announced on Monday that senior SEC official Elaine C. Greenberg is joining the firm as…
JPMorgan Adds to its Litigation Reserve by More Than $1.5 Billion
JPMorgan is the largest bank by asset holdings in the United States. The firm has recently increased its reserve allocated…
SEC’s Finance Chief Counsel Joins Sidley Austin
On Thursday, Sidley Austin LLP announced that Thomas J. Kim was leaving the US Securities and Exchange Commission to join…
IBM Settles Chinese Bribery Charges for $10 Million with SEC
On Thursday, U.S. District Judge Richard Leon in Washington gave his approval on a $10 million agreement between IBM and…
Feds Hit SAC Capital with Further Inside Trading Charges
Though billionaire Steven A. Cohen seems perpetually cushioned from direct charges, his hedge funds, operated at SAC Capital Advisors, continue…
SEC Seeks Former Goldman Sachs Trader with Civil Fraud Charges
The Securities and Exchange Commission is going after former vice-president of Goldman Sachs Fabrice Tourre for misleading investors – a…
SEC Begins Loosening Solicitation and General Advertising Following JOBS Act
On Wednesday, July 10, 2013, the Securities and Exchange Commission lifted the 80-year ban on general solicitation and general advertising…
Foley & Lardner Grab a Partner with Unique Experience
Foley & Lardner, one of the heaviest hitting law firms in the country, has picked up a new attorney, Mark…
Total to Pay $398 Million for Corrupt Practices
French energy company Total is to pay $398 to settle charges brought against them by the Securities Exchange Commission and…