Supreme Court Ruling on SEC Liability Requirement
The US Supreme Court issued a narrow ruling siding with businesses regarding Securities and Exchange Commission (SEC) liability requirements. Justice…
SEC
How the Farm Lobby Shaped SEC’s Emissions Rules
The American Farm Bureau Federation, renowned for its lobbying prowess, played a pivotal role in influencing the Securities and Exchange…
Upholding Accuracy in Corporate Disclosures: SEC Chairman’s Directive
In a recent statement, Gary Gensler, the chairperson of the U.S. Securities and Exchange Commission (SEC), emphasized the critical importance…
Morgan Stanley Settles Block Trading Charges with $249.4 Million Payment
According to U.S. authorities, Morgan Stanley has agreed to pay $249.4 million to settle allegations of making false statements related…
Supreme Court to Hear Challenge on SEC’s Enforcement Powers
A pivotal challenge to the U.S. Securities and Exchange Commission (SEC) authority is set to unfold before the Supreme Court,…
SEC Drops Lawsuit Against Crypto Executives, Signaling Shift in Regulatory Landscape
In a significant turn of events, the United States Securities and Exchange Commission (SEC) has decided to dismiss its lawsuit…
Wilson Sonsini Collaborates With Workiva To Automate Form S-1
Wilson Sonsini Collaborates With Workiva To Automate Form S-1 Wilson Sonsini Goodrich & Rosati has announced that it has collaborated…
What is the SEC Student Honors Program and Why Should You Apply?
Summary: SEC Student Honors Program is specifically designed to familiarize students with the regulation of securities markets The U.S. Securities…
Nelson Mullins Partner Faces Complaint From SEC
Summary: While the bank involved in a “pay-to-play” scheme has already settled with the SEC, the SEC is now…
Uchimoto Discusses SEC Charges Against Him
Summary: William Uchimoto, who is facing civil charges from the Securities and Exchange Commission, has stated that he is “shocked”…
New SEC Rules Will Impact Clawback Policies
Summary: Companies must expand their clawback policies once new rules are enacted by the Securities and Exchange Commission. Although it…
Defense Seeks Exclusion of Testimony in Dewey & LeBoeuf Case
Summary: Prosecutors and defense attorneys in the Dewey & LeBoeuf trial argue whether certain witness testimony should be admissible. According…