Summary: While the bank involved in a “pay-to-play” scheme has already settled with the SEC, the SEC is now filing a...
Summary: William Uchimoto, who is facing civil charges from the Securities and Exchange Commission, has stated that he is “shocked” by the...
Summary: Companies must expand their clawback policies once new rules are enacted by the Securities and Exchange Commission. Although it was signed...
Summary: Prosecutors and defense attorneys in the Dewey & LeBoeuf trial argue whether certain witness testimony should be admissible. According to the...
Summary: Axiom Legal, which provides a multi-shore, technology-enabled management service for its clients, may change the face of the financial industry. According to...
Summary: A Portland law firm represented Ethan Burnside, who recently settled with the Securities and Exchange Commission for his involvement with a...
Summary:Â Sidley Austin announced on Tuesday via a press release that it has added Geoffrey Aronow. Aronow will operate out of both the...
Summary: Attorney Peter Chan, who was the Assistant Regional Director of the SEC Chicago Regional Office from 2000 to 2014, is joining...
Summary: Frank Tamayo has admitted to using Post-It notes and napkins to pass stock tips as part of an insider trading scheme....
This week, Judge Rakoff of the U.S. District Court in Manhattan finally approved SEC’s $285 million deal with the Citigroup that let the...
The U.S. Securities and Exchange Commission (SEC) has announced the addition of Stephanie Avakian, partner in the New York office of Wilmer...
Two former Qualcomm Inc. sales directors Derek Cohen and Robert Herman, both 52, were charged with four counts of securities fraud, according...
