In a recent statement, Gary Gensler, the chairperson of the U.S. Securities and Exchange Commission (SEC), emphasized the critical importance for companies...
According to U.S. authorities, Morgan Stanley has agreed to pay $249.4 million to settle allegations of making false statements related to the...
A pivotal challenge to the U.S. Securities and Exchange Commission (SEC) authority is set to unfold before the Supreme Court, marking another...
In a significant turn of events, the United States Securities and Exchange Commission (SEC) has decided to dismiss its lawsuit against two...
Wilson Sonsini Collaborates With Workiva To Automate Form S-1 Wilson Sonsini Goodrich & Rosati has announced that it has collaborated with Workiva...
Summary: SEC Student Honors Program is specifically designed to familiarize students with the regulation of securities markets The U.S. Securities and Exchange...
Summary: While the bank involved in a “pay-to-play” scheme has already settled with the SEC, the SEC is now filing a...
Summary: William Uchimoto, who is facing civil charges from the Securities and Exchange Commission, has stated that he is “shocked” by the...
Summary: Companies must expand their clawback policies once new rules are enacted by the Securities and Exchange Commission. Although it was signed...
Summary: Prosecutors and defense attorneys in the Dewey & LeBoeuf trial argue whether certain witness testimony should be admissible. According to the...
Summary: Axiom Legal, which provides a multi-shore, technology-enabled management service for its clients, may change the face of the financial industry. According to...
Summary: A Portland law firm represented Ethan Burnside, who recently settled with the Securities and Exchange Commission for his involvement with a...