Colby is credited by the SEC with having led “the development and implementation of investor protection policies, rules and interpretations governing broker-dealers, securities markets, clearance and settlement systems and transfer agents.”
Colby joined the SEC staff in 1981 as a staff attorney in the division, where he was promoted to chief counsel in 1986 and deputy director in 1993.
He graduated with a BA from Bowdoin College, and a JD from Harvard Law School.
Davis Polk & Wardwell is an international law firm that employs more than 740 attorneys, and is primarily known for its corporate, litigation and tax practices.