Newsletter Subscription


Enter your email address and start getting breaking law firm and legal news right now!



Every Alert   Alert once a day

 

Home » Posts tagged with » Securities and Exchange Commission

DLA Piper Announces Launch of New International Securities Group, Along With New Partner

DLA Piper Announces Launch of New International Securities Group, Along With New Partner

Global law firm DLA Piper announced the launch of its newly created International Securities Group in recent days. Along with that launch, George Barboutis will act as a London-based US…

Former Nixon Peabody Partner Sues Firm, Alleging He Was Made Scapegoat in SEC Investigation

Former Nixon Peabody Partner Sues Firm, Alleging He Was Made Scapegoat in SEC Investigation

David Tamman, who was formerly employed with Nixon Peabody as a partner, sued the firm in recent days. In 2009, the Securities and Exchange Commission cited Tamman for his part…

SEC Veteran Brigagliano Joins Sidley Austin

SEC Veteran Brigagliano Joins Sidley Austin

The law firm of Sidley Austin announced recently that Securities and Exchange Commission veteran James A. Brigagliano will join the firm as a partner in the securities and futures regulatory…

Senator Carl Levin Calls Goldman Sachs a “Financial Snake Pit”

Senator Carl Levin Calls Goldman Sachs a “Financial Snake Pit”

The finger of blame for the 2008 market collapse is pointing squarely in Goldman Sachs direction. Banks earned billions by creating and selling financial products that essentially backfired in tandem…

Greenberg Traurig Removes David Tamman

Greenberg Traurig Removes David Tamman

On Friday, Greenberg Traurig terminated corporate partner David Tamman, who is facing administrative proceedings brought by the SEC involving work he did for a client while he was a partner at…

Morning Roundup

Morning Roundup

Good morning everyone! Today is Tuesday, October 26th.  Here’s a quick look back at yesterday’s stories. Baker Botts partner J. Bradley Bennett was named the new head of enforcement for…

Baker Botts Partner Appointed Head of Enforcement for FINRA

Baker Botts Partner Appointed Head of Enforcement for FINRA

Baker Botts partner J. Bradley Bennett has been named the new head of enforcement for the Financial Industry Regulatory Authority. He will begin his tenure on Jan. 1. Bennett, a…

LeClair Ryan Attorneys Leave To Tackle Financial Industry Litigation And Regulation

LeClair Ryan Attorneys Leave To Tackle Financial Industry Litigation And Regulation

According to PR Newswire, fifteen attorneys have spun off from LeClair Ryan to open the new specialized practice of Murphy & McGonigle.  The new firm will exclusively represent a number…

Rosen Law Firm Files Class Action Suit Against Electronic Game Card, Inc.

Rosen Law Firm Files Class Action Suit Against Electronic Game Card, Inc.

The Rosen Law Firm, P.A. announced yesterday it filed a class action lawsuit on behalf of all purchasers of Electronic Game Card, Inc. (EGCI) stock between April 5, 2007 and…

Morgan Stanley’s Chief Legal Officer Steps Down

Morgan Stanley’s Chief Legal Officer Steps Down

Gary Lynch will step down from his position as Chief Legal Officer at Morgan Stanley. The move comes as the firm reorganizes its legal department in order to better address…

Page 1 of 41234