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new york stock exchange

Brokerages and Traders Sued by the City of Providence

Brokerages and Traders Sued by the City of Providence According to a report by Bloomberg News, Bank of America Corp. and the New York Stock Exchange were among dozens of Wall Street banks and other financial companies that have been sued over high-frequency trading by the city of Providence,…>read more

No Comment April 21, 2014

Oppenheimer & Co. Placing Themselves Underneath the Knife

Oppenheimer & Co. Placing Themselves Underneath the Knife   According to Bloomberg News, when purchasing stocks that appear to be in the middle of a skydive, it is often referred to as “catching a falling knife” because of the obvious danger that is involved. Technical analysts Oppenheimer &…>read more

No Comment April 8, 2014

Former Countrywide CEO Hires Prominent Williams & Connolly Lawyer

Former Countrywide CEO Hires Prominent Williams & Connolly Lawyer Angelo Mozilo, the former CEO of Countrywide Financial Corp., has hired prominent Washington, D.C. based lawyer Brendan Sullivan to help defend him against an SEC lawsuit accusing him of securities fraud and insider trading. Sullivan is a senior partner at…>read more

No Comment March 2, 2010

Job of the Day
Capital Markets Counsel 3 Attorney
USA-NC-Charlotte

Wells Fargo & Company, a diversified financial services company, is seeking an experienced capital markets Attorney to join its Law Department in its Charlotte, NC office. The individual selected...